Former Dow Jones director settles insider trading case

Former Dow Jones Director Settles Insider Trading Case

2 weeks from now

Feb 5, 2008  · WASHINGTON — A former Dow Jones director, David Li, and three other Hong Kong residents will pay more than $24 million to settle a U.S. investigation into alleged insider trading before the ...

nytimes.com

SEC.gov | Kan King Wong, Charlotte Ka On Wong Leung, Michael …

2 weeks from now

SEC Settles $24 million Insider Trading Case Against Four Hong Kong Residents Including David Li Kwok Po, a Former Board Member of Dow Jones. The Securities and Exchange …

sec.gov

CORRECTED - UPDATE 1-Ex-Dow Jones Director Settles SEC Insider …

2 weeks from now

WASHINGTON, Feb 5 (Reuters) - Former Dow Jones board member David Li has agreed to pay an $8.1 million civil penalty to settle charges of insider trading ahead of news of an unsolicited …

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Li Settles Insider Trading Allegations - Financial Times

2 weeks from now

Feb 5, 2008  · The prominent Hong Kong tycoon David Li, a former Dow Jones board member, is to pay $8.1m to settle US securities regulators’ allegations of insider trading prior to Rupert …

ft.com

Ex-Dow Jones Director Settles SEC Insider Trading Case

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Prominent Asian banker and former Dow Jones board member David Li will pay $8.1 million to settle civil charges of insider trading ahead of a buyout bid from News Corp last year that sent …

reuters.com

SEC Charges Former Dow Jones Board Member, Three Other Hong …

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Washington, D.C., Feb. 5, 2008 - The Securities and Exchange Commission today announced a $24 million settlement with a former Dow Jones & Company board member and three other …

sec.gov

SEC Gets $24M Settlement In Dow Jones Trading Case

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Feb 5, 2008  · On April 30, Leung purchased an additional $7.8 million worth of Dow Jones shares. His son-in-law bought $71,000 worth of stock in the company. On May 1, Murdoch's offer was …

go.com

David Li Settles Dow Jones Insider Dealing Case For $8M - Forbes

2 weeks from now

Jan 28, 2008  · Li, chairman of Bank of East Asia and a former director of Dow Jones & Co. , has reached a tentative agreement with the U.S. Securities and Exchange Commission to fork …

forbes.com

Settlement In Insider Trade Case - Los Angeles Times

2 weeks from now

Feb 6, 2008  · Former Dow Jones & Co. director David Li and two other Hong Kong residents have agreed to pay more than $24 million to settle a U.S. probe of alleged insider trading before last …

latimes.com

Li Settles Dow Jones Insider Trading Row - Financial Times

2 weeks from now

Jan 28, 2008  · Former Dow Jones board member David Li has agreed to pay more than $8m to the SEC in order to settle allegations of insider trading. Li came under scrutiny in the wake of …

ft.com

New Corp Insider Trading Charges Lead To $24 Million Settlement …

2 weeks from now

Nov 12, 2024  · LAWFUEL – Legal Announcement Service – Washington, D.C., Feb. 5, 2008 – The Securities and Exchange Commission today announced a $24 million settlement with a …

lawfuel.com

SEC Completes Settlement With Former Dow Board Member

2 weeks from now

Feb 5, 2008  · The US Securities and Exchange Commission announced a $24 million settlement with a former Dow Jones & Company board member and three other Hong Kong residents …

investmentexecutive.com

Li Quits Cabinet After Insider Trading Case - Financial Times

2 weeks from now

Feb 17, 2008  · Earlier this month, the former Dow Jones director agreed to pay $8.1m to settle charges – which Mr Li neither admitted nor denied – that he tipped off a friend last April about …

ft.com

Former Dow Jones Member, Two Others To Pay $24 Million To Settle ...

2 weeks from now

Feb 6, 2008  · WASHINGTON — Former Dow Jones & Co. board member David Li and two others will pay $24 million to settle insider trading charges. Federal regulators had accused them of …

southcoasttoday.com

David Li Quits Over Dow Jones Case - Financial Times

2 weeks from now

Feb 18, 2008  · Earlier this month, the former Dow Jones director agreed to pay $8.1m to settle charges – which Li neither admitted nor denied – that he tipped off a friend last April about …

ft.com

Dow Jones Insider-trading Case Settled - NBC News

2 weeks from now

Jan 28, 2008  · A prominent Hong Kong banker has tentatively agreed with the U.S. securities regulator to pay $8 million to settle an insider trading investigation linked to shares in Dow …

nbcnews.com

Ex-Dow Chemical Exec, Raymond James Settle SEC Insider Case

2 weeks from now

Jan 14, 2014  · A former Dow Chemical Co executive agreed to pay a $367,250 fine and be banned from serving as an officer or director of a public company to settle civil charges of …

reuters.com

Former Goldman Sachs Analyst Ordered To Pay £587,000 For …

2 weeks from now

Jan 31, 2025  · Zina, 36, was prosecuted alongside his brother, a former lawyer at UK “magic circle” firm Clifford Chance in one of the FCA’s most high-profile insider dealing cases in …

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