Ex-Dow Jones director settles SEC insider trading case | Reuters

Ex-Dow Jones Director Settles SEC Insider Trading Case | Reuters

2 weeks from now

Prominent Asian banker and former Dow Jones board member David Li will pay $8.1 million to settle civil charges of insider trading ahead of a buyout bid from News Corp last year that sent …

reuters.com

CORRECTED - UPDATE 1-Ex-Dow Jones Director Settles SEC Insider …

2 weeks from now

WASHINGTON, Feb 5 (Reuters) - Former Dow Jones board member David Li has agreed to pay an $8.1 million civil penalty to settle charges of insider trading ahead of news of an unsolicited …

reuters.com

Former Dow Jones Director Settles Insider Trading Case

2 weeks from now

Feb 5, 2008  · WASHINGTON — A former Dow Jones director, David Li, and three other Hong Kong residents will pay more than $24 million to settle a U.S. investigation into alleged insider …

nytimes.com

Li Settles Insider Trading Allegations - Financial Times

2 weeks from now

Feb 5, 2008  · The prominent Hong Kong tycoon David Li, a former Dow Jones board member, is to pay $8.1m to settle US securities regulators’ allegations of insider trading prior to Rupert …

ft.com

Li Settles Dow Jones Insider Trading Row - Financial Times

2 weeks from now

Jan 28, 2008  · Former Dow Jones board member David Li has agreed to pay more than $8m to the SEC in order to settle allegations of insider trading. Li came under scrutiny in the wake of …

ft.com

Li Quits Cabinet After Insider Trading Case - Financial Times

2 weeks from now

Feb 17, 2008  · Earlier this month, the former Dow Jones director agreed to pay $8.1m to settle charges – which Mr Li neither admitted nor denied – that he tipped off a friend last April about …

ft.com

David Li Settles Dow Jones Insider Dealing Case For $8M - Forbes

2 weeks from now

Jan 28, 2008  · Li, chairman of Bank of East Asia and a former director of Dow Jones & Co. , has reached a tentative agreement with the U.S. Securities and Exchange Commission to fork …

forbes.com

SEC Charges Former Dow Jones Board Member, Three Other Hong …

2 weeks from now

Washington, D.C., Feb. 5, 2008 - The Securities and Exchange Commission today announced a $24 million settlement with a former Dow Jones & Company board member and three other …

sec.gov

Dow Jones Insider-trading Case Settled - NBC News

2 weeks from now

Jan 28, 2008  · A prominent Hong Kong banker has tentatively agreed with the U.S. securities regulator to pay $8 million to settle an insider trading investigation linked to shares in Dow …

nbcnews.com

Ex-Lawyer, Trader To Pay $32 Million To Settle SEC Insider Case

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Apr 25, 2012  · A former corporate lawyer who secretly passed tips about mergers to an ex-trader through a go-between for years and the trader have agreed to pay more than $32 million to …

wsj.com

SAC Capital Advisors To Plead Guilty To Securities Fraud As

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The penalty comes on top of a $616 million civil insider-trading settlement SAC reached for the company in March with the Securities and Exchange Commission, bringing the total to about …

dowjones.com

SEC Fines Arista Co-Founder $1 Million Over Insider Trading Claims

2 weeks from now

Mar 26, 2024  · The U.S. Securities and Exchange Commission said Andy Bechtolsheim, the co-founder of Sun Microsystems and Arista Networks, has agreed to pay almost $1 million to …

morningstar.com

Ex-Dow Chemical Exec, Raymond James Settle SEC Insider Case

2 weeks from now

Jan 14, 2014  · A former Dow Chemical Co executive agreed to pay a $367,250 fine and be banned from serving as an officer or director of a public company to settle civil charges of …

reuters.com