Dow Jones insider-trading case settled - NBC News
Jan 28, 2008 · A prominent Hong Kong banker has tentatively agreed with the U.S. securities regulator to pay $8 million to settle an insider trading investigation linked to shares in Dow …
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Dow Jones Insider-trading Case Settled - NBC News
2 weeks from now
Jan 28, 2008 · A prominent Hong Kong banker has tentatively agreed with the U.S. securities regulator to pay $8 million to settle an insider trading investigation linked to shares in Dow …
nbcnews.com
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SAC Capital Advisors To Plead Guilty To Securities Fraud As
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The penalty comes on top of a $616 million civil insider-trading settlement SAC reached for the company in March with the Securities and Exchange Commission, bringing the total to about …
dowjones.com
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Ex-Dow Jones Director Settles SEC Insider Trading Case
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Prominent Asian banker and former Dow Jones board member David Li will pay $8.1 million to settle civil charges of insider trading ahead of a buyout bid from News Corp last year that sent …
reuters.com
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CORRECTED - UPDATE 1-Ex-Dow Jones Director Settles SEC Insider …
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WASHINGTON, Feb 5 (Reuters) - Former Dow Jones board member David Li has agreed to pay an $8.1 million civil penalty to settle charges of insider trading ahead of news of an unsolicited …
reuters.com
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David Li Settles Dow Jones Insider Dealing Case For $8M - Forbes
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Jan 28, 2008 · Li, chairman of Bank of East Asia and a former director of Dow Jones & Co. , has reached a tentative agreement with the U.S. Securities and Exchange Commission to fork …
forbes.com
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Li Settles Dow Jones Insider Trading Row - Financial Times
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Jan 28, 2008 · Former Dow Jones board member David Li has agreed to pay more than $8m to the SEC in order to settle allegations of insider trading. Li came under scrutiny in the wake of …
ft.com
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SEC Charges Former Dow Jones Board Member, Three Other Hong …
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Washington, D.C., Feb. 5, 2008 - The Securities and Exchange Commission today announced a $24 million settlement with a former Dow Jones & Company board member and three other …
sec.gov
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Former Dow Jones Director Settles Insider Trading Case
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Feb 5, 2008 · WASHINGTON — A former Dow Jones director, David Li, and three other Hong Kong residents will pay more than $24 million to settle a U.S. investigation into alleged insider …
nytimes.com
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SEC Gets $24M Settlement In Dow Jones Trading Case - ABC News
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Feb 5, 2008 · Dow Jones stock rose immediately from $37 per share to $57, a gain of 54%. Three days later, Leung placed an order to sell his Dow Jones stock, which would have netted him a …
go.com
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Insider Trading In Dow Jones - Forbes
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May 8, 2007 · Federal regulators have targeted yet another incidence of insider trading in advance of a big merger announcement, this time News Corp. 's surprise $5 billion bid for Dow …
forbes.com
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SEC Charges Two In Dow Insider Trading Case - NBC News
2 weeks from now
May 8, 2007 · The Securities and Exchange Commission Tuesday accused two Hong Kong residents of “widespread and unlawful trading activity” when they bought $15 million of Dow …
nbcnews.com
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