Attorney, Wall Street Trader, and Middleman Settle SEC Charges in …

Attorney, Wall Street Trader, And Middleman Settle SEC Charges In …

3 weeks from now

Apr 25, 2012  · The Securities and Exchange Commission today announced a settlement in a $32 million insider trading case filed by the agency last year against a corporate attorney and a …

sec.gov

Ex-Lawyer, Trader To Pay $32 Million To Settle SEC Insider Case

3 weeks from now

Apr 25, 2012  · A former corporate lawyer, an ex-trader and the man they used to shuttle secret tips have agreed to pay more than $32 million to settle an insider-trading case by the …

wsj.com

3 To Pay $32 Million To Settle S.E.C. Charges Of Insider Trading

3 weeks from now

Apr 25, 2012  · A deal lawyer, a trader and their middleman who carried out an insider trading scheme that lasted decades and included the use of code names and disposable cellphones …

nytimes.com

Onetime BigLaw Associate, 2 Co-Defendants Part Of $33M Insider …

3 weeks from now

Apr 26, 2012  · Updated: A former attorney at four major law firms who pleaded guilty last year in an insider trading case in federal court in Newark, N.J., has agreed, with two co-defendants, to …

abajournal.com

Apple Ex-lawyer Ordered To Pay $1.15 Million SEC Fine For Insider ...

3 weeks from now

Jul 2, 2024  · The former senior Apple lawyer who avoided prison time after pleading guilty to insider trading must pay a $1.15 million fine in a related U.S. Securities and Exchange …

reuters.com

Ex-lawyer Insider Trader Pays 32 Million Dollars To Settle SEC …

3 weeks from now

A former corporate lawyer, an ex-trader and the man they used to shuttle secret tips have agreed to pay more than $32 million to settle an insider-trading case by the Securities and Exchange …

onthe50yardline.com

Attorney, Wall Street Trader, And Middleman Settle SEC Charges …

3 weeks from now

The Securities and Exchange Commission today announced a settlement in a $32 million insider trading case filed by the agency last year against a corporate attorney and a Wall Street trader.

mondovisione.com

Three Settle SEC Suit Over Insider-Trading Scheme - WSJ

3 weeks from now

Apr 25, 2012  · A former corporate lawyer, an ex-trader and an alleged middleman have agreed to pay more than $32 million to settle a Securities and Exchange Commission lawsuit over a long …

wsj.com

Ex-Apple Insider Trading Compliance Head Fined $1.1M For Insider ...

3 weeks from now

Jul 11, 2024  · A former Apple attorney who oversaw the company's compliance with insider trading rules will pay a $1.1 million fine to settle insider trading charges levied by the Securities …

complianceweek.com

SEC Announces Settlement Of $32 Million Insider Trading Case

3 weeks from now

Apr 25, 2012  · The SEC’s press campaign starts off with a standard Press Release: SEC Charges Corporate Attorney and Wall Street Trader in $32 Million Insider Trading Ring (April 6, 2011), …

forbes.com

Apple Ex-Lawyer Ordered To Pay $1.15 Million SEC Fine For Insider …

3 weeks from now

Jul 3, 2024  · A former senior Apple lawyer, Gene Levoff, has been ordered to pay a $1.15 million fine in a U.S. Securities and Exchange Commission (SEC) civil case related to insider trading.

legaltrends.net

Ex-Trader Settles ETF Insider-Trading Case: Report - Yahoo Finance

3 weeks from now

Jan 27, 2012  · A former trader at Goldman Sachs and his father will pay nearly $100,000 to settle insider-trading charges that involved exchange traded funds, Ignites.com reports Friday.Last …

yahoo.com

Largest Insider Trading Case: SEC Settles For $600 Million

3 weeks from now

Mar 22, 2013  · Hedge fund advisory firm CR Intrinsic Investors (CR Intrinsic), a unit of hedge fund SAC Capital Advisors LP (SAC), has agreed to pay more than $600 million to settle insider …

natlawreview.com

Insider Trading Cases: Judge Says SEC Can Charge Former Euro …

3 weeks from now

Sep 16, 2015  · To settle the SEC charges, they have agreed to collectively pay about $170,000. They are not, however, denying or admitting to the SEC’s findings. SEC can pursue insider …

investorlawyers.com

18 Historical Insider Trading Scandals That Rocked The Market

3 weeks from now

Mar 6, 2024  · By 2010, Samberg and Pequot had to pay nearly $28 million to settle the SEC's six-year probe into their insider trading moves.

insurancenewsnet.com

Florida Man Settles Insider Trading Case, Will Pay SEC $156,000

3 weeks from now

Dec 19, 2024  · A former biopharmaceutical executive will return roughly $70,000, pay the same amount in civil penalties plus almost $15,000 in prejudgment interest for alleged insider trading …

bloomberglaw.com