Raymond James to Pay $13 Million for Unreasonable Fees
Raymond James Financial will pay roughly $13 million to settle allegations that it overcharged retail investors on small dollar transactions, a group of state securities regulators announced Tuesday.
OFF
Raymond James To Pay $13 Million For Unreasonable Fees
3 weeks from now
Raymond James Financial will pay roughly $13 million to settle allegations that it overcharged retail investors on small dollar transactions, a group of state securities regulators announced Tuesday.
barrons.com
OFF
Raymond James To Pay $13M Over High Fees - ThinkAdvisor
3 weeks from now
Jul 11, 2023 · The firm agreed to pay $4.5 million in fines to state regulators and to return $8.25 million plus interest to clients. Raymond James to Pay $13M Over High Fees Tax Facts …
thinkadvisor.com
OFF
Commissioner Downing Announces $13 Million Settlement …
3 weeks from now
Jul 18, 2023 · Helena, Mont.-Today, State Auditor and Securities Commissioner Troy Downing announced a $13 million settlement with Raymond James & Associates, Inc. and Raymond …
csimt.gov
OFF
Arkansas Securities Department Joins $13 Million Multi-state …
3 weeks from now
Oct 12, 2023 · Little Rock, Ark. (October 9, 2023) – The Arkansas Securities Department (ASD) has joined a $13 million multi-state settlement with Raymond James & Associates Inc. and …
arkansas.gov
OFF
Raymond James To Pay Nearly $12.5 Million For ‘Nickel-and …
3 weeks from now
Jul 11, 2023 · Separately, in October 2022, the Financial Industry Regulatory Authority censured Raymond James Financial’s two brokerage units and ordered them to pay more than $1.1 …
advisorhub.com
OFF
Raymond James Settles For $13M Over Excess Commissions
3 weeks from now
Law360 (July 12, 2023, 6:17 PM EDT) -- Two units of Raymond James Financial will pay $13 million to settle a multistate investigation into claims the firms charged retail investors …
law360.com
OFF
Raymond James Settles Oregon Allegations That It Overcharged …
3 weeks from now
Last July, Raymond James agreed to pay $13 million to settle the overcharge allegations with a consortium of states that alleged the company had errantly collected $8.25 million in excessive ...
msn.com
OFF
NASAA Announces $13 Million Settlement With Raymond James
3 weeks from now
WASHINGTON, D.C. – (July 11, 2023) – The North American Securities Administrators Association (NASAA) has announced a $13 million settlement with Raymond James & …
nasaa.org
OFF
Raymond James To Pay $12.4M To Settle Allegations It …
3 weeks from now
Jul 11, 2023 · Raymond James & Associates will pay a total of $12.4 million to settle charges stemming from a multistate investigation that found that it systemically overcharged low …
fa-mag.com
OFF
Settlement Reached Between Raymond James And Oregon Investors
3 weeks from now
Feb 4, 2024 · Raymond James has reached a settlement to pay close to $200,000, addressing claims it levied unreasonable commissions. ... The July settlement saw Raymond James …
thewealthadvisor.com
OFF
Alabama Joins Multiple States In $12.4 Million Settlement With …
3 weeks from now
Nov 7, 2023 · Alabama Joins Multiple States in $12.4 Million Settlement with Raymond James for Supervisory Failures Involving Unreasonable Commission ... Raymond James & Associates, …
alabama.gov
OFF
Raymond James Agrees To Pay $12.5M+ Over High Fees
3 weeks from now
Jul 12, 2023 · The North American Securities Administrators Association on Tuesday announced a settlement with Raymond James to the tune of about $12.5 million for overcharging retail …
financialadvisoriq.com
OFF
ACC Joins Other States In $12.4 Million Settlement With Raymond …
3 weeks from now
Dec 6, 2024 · Phoenix, Ariz. - The Arizona Corporation Commission announced it has joined a multi-state settlement with two financial services firms of Raymond James, which will pay …
azcc.gov
OFF
State Joins $13M Settlement With Raymond James Over High Fees
3 weeks from now
Oct 10, 2023 · The Arkansas Securities Department announced it has joined a $13 million multi-state settlement with Raymond James & Associates Inc. and Raymond James Financial …
arkansasbusiness.com
OFF
Raymond James To Pay $15M To Settle Hidden-Fee Claims
3 weeks from now
Law360 (June 12, 2019, 4:27 PM EDT) -- Raymond James Financial. agreed Tuesday to pay $15 million to a certified class of nearly 59,000 customers to settle claims that the Florida-based …
finralawyer.org
OFF
Montanans To Share Payout After Raymond James Settlement - KECI
3 weeks from now
Jul 19, 2023 · HELENA, Mont. — Hundreds of Montanans will see money from a multimillion-dollar settlement with a major finance company. The $13 million agreement with Raymond …
nbcmontana.com
OFF
Raymond James To Pay More Than $12M Over 'Unreasonable' Fees
3 weeks from now
Jul 21, 2023 · Raymond James has agreed to pay more than $12M to resolve state regulators’ allegations that it charged “unreasonable commissions” in the last five years.
progressivefinancialadvisor.com
FAQs about Raymond James to Pay $13 Million for Unreasonable Fees Coupon?
How much will Raymond James pay to settle 'unreasonable commissions'?
How much will Raymond James pay to settle charges?
Does Raymond James charge unreasonable commissions?
How much does Raymond James charge per transaction?
Did Raymond James overcharge retail investors on small dollar transactions?
How much Commission does Raymond James pay?
Install CouponFollow Extension on Chrome
Install the CouponFollow extension to search for discount codes when shopping the fastest!
Install CouponFollow Chrome Extension
Listing Store by Characters
