ACC Joins Other States in $12.4 Million Settlement with Raymond …

Dec 6, 2024  · Phoenix, Ariz. - The Arizona Corporation Commission announced it has joined a multi-state settlement with two financial services firms of Raymond James, which will pay $136,168 in restitution to investors and a $75,000 administrative penalty for failing to supervise …


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ACC Joins Other States In $12.4 Million Settlement With Raymond …

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Dec 6, 2024  · Phoenix, Ariz. - The Arizona Corporation Commission announced it has joined a multi-state settlement with two financial services firms of Raymond James, which will pay $136,168 in restitution to investors and a $75,000 administrative penalty for failing to supervise …

azcc.gov

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WA DFI Joins $12.4 Million Settlement With Raymond James For …

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Jul 11, 2023  · OLYMPIA – The Washington State Department of Financial Institutions (DFI) announced today that it has joined a multi-state settlement with Raymond James & …

wa.gov

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Alabama Joins Multiple States In $12.4 Million Settlement With …

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Nov 7, 2023  · today that it has joined a multi-state settlement with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively, Raymond James), which will …

alabama.gov

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Securities News | Arizona Corporation Commission - Prod 15.1

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Oct 10, 2024  · ACC Joins Other States in $12.4 Million Settlement with Raymond James for Excessive Commissions. Nov 12, 2024 ... 2024 ACC Finds Scottsdale Adviser Fraudulently …

azcc.gov

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Michigan Joins $12.4 Million Multistate Settlement With Raymond …

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Oct 18, 2023  · The firms will pay at least $8.2 million in refunds to clients and $4.2 million in penalties and costs to the states for charging unreasonable commissions on trades that …

michigan.gov

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AZ Investor News | Arizona Corporation Commission

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Oct 10, 2024  · ACC Joins Other States in $12.4 Million Settlement with Raymond James for Excessive Commissions. ... Nov 12, 2024 ACC Finds Mesa Man Defrauds Investors with …

azcc.gov

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California Joins Multi-State $12.4 Million Settlement With …

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Jul 23, 2023  · today it has joined a multi-state settlement with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively, Raymond James). The firms will …

ca.gov

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California Joins Multi-State $12.4 Million Settlement With Broker ...

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Jul 11, 2023  · Download this press release (PDF) SACRAMENTO ” The California Department of Financial Protection and Innovation (DFPI) announced today it has joined a multi-state …

ca.gov

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Giannoulias Announces Illinois To Receive Part Of $12.4 Million ...

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Jul 20, 2023  · Illinois Secretary of State Alexi Giannoulias announced today that Illinois is part of a $12.4 million settlement with Raymond James & Associates, Inc. and Raymond James …

ilsos.gov

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Alabama Joins Multiple States In $12.4 Million Settlement With …

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Alabama Joins Multiple States in $12.4 Million Settlement with Raymond James for Supervisory Failures July 11, 2023 February 9, 2024 cnoftz Click Here to read the full article.

alabama.gov

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Indiana Joins $12.4 Million Multistate Securities Settlement With ...

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Aug 1, 2023  · Office of Indiana Secretary of State Diego Morales 200 W. Washington St. Indianapolis, IN 46204 FOR IMMEDIATE RELEASE Tuesday, August 1, 2023 Indiana Joins …

in.gov

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Attorney General Alan Wilson Announces SC Joins Settlement With …

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Oct 26, 2023  · Nationwide, Raymond James will pay at least $8.2 million in refunds to clients and $4.2 million in penalties and costs to the states for failing to ensure reasonable commission …

scag.gov

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Arkansas Securities Department Joins $13 Million Multi-state …

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Oct 12, 2023  · Little Rock, Ark. (October 9, 2023) – The Arkansas Securities Department (ASD) has joined a $13 million multi-state settlement with Raymond James & Associates Inc. and …

arkansas.gov

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News Releases

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ACC Joins Other States in $12.4 Million Settlement with Raymond James for Excessive Commissions Dec 5, 2024 ACC Adopts Formula Rate Plan Policy Statement

azcc.gov

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What Does Clemson's Lawsuit Against The ACC Mean? Here Are 4 …

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ACC schools will receive about $7 million to $10 million less annually than those in the SEC and Big Ten. “Now,” says one ACC administrator, “combine that with the gap in TV revenue.”

msn.com

FAQs about ACC Joins Other States in $12.4 Million Settlement with Raymond … Coupon?

Where is the ACC vs ACC litigation going?

The litigation continues to play out in three states (Florida and both Carolinas) as the sides continue to argue about where they’re ultimately going to argue. The most recent move happened in Florida. The ACC has asked Florida’s Supreme Court to review lower rulings that went against the conference. ...

How much does it cost to leave the ACC?

This interpretation would dash the schools’ value to another conference. A separate issue is the exit fee either school must pay to leave the ACC. Florida State estimated it at $165 million in a legal filing in the fall. ...

How much did Florida State & Clemson sue the ACC?

Florida State estimated it at $165 million in a legal filing in the fall. The lawsuits began in December 2023, and all three sides have asked their home courts for rulings: Florida State sued the ACC in Leon County, Fla., Clemson sued the ACC in Pickens County, S.C., and the ACC sued both schools separately in Mecklenburg County, N.C. ...

Why did Florida State sue the ACC?

Seeking a potential exit from the ACC, Florida State sued the conference in December, challenging the validity of a contract that binds member schools to the conference and each other through media rights and claiming the league’s exit fees and penalties for withdrawal are exorbitant and unfair. ...

Will Florida State break the ACC grant of Rights?

In its original compliant, Florida State said it would cost the school more than half a billion dollars to break the grant of rights and leave the ACC. Last week, Florida State filed a request in Leon County Court for a summary judgment, asking the judge to rule on certain key parts of the case without a trial. ...

When will the ACC extend its contract with ESPN?

The ACC’s base contract with ESPN gives the network the “exclusive, revocable option” to extend the deal from July 2027 to June 2036. The deadline to make that decision? February, according to court filings from Florida State. ...

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