Attorney, Wall Street Trader, and Middleman Settle SEC Charges in …

Apr 25, 2012 · The Securities and Exchange Commission today announced a settlement in a $32 million insider trading case filed by the agency last year against a corporate attorney and a …

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Attorney, Wall Street Trader, And Middleman Settle SEC Charges In …

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Apr 25, 2012 · The Securities and Exchange Commission today announced a settlement in a $32 million insider trading case filed by the agency last year against a corporate attorney and a …

sec.gov

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SEC Charges Corporate Attorney And Wall Street Trader In $32 …

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Washington, D.C., April 6, 2011 – The Securities and Exchange Commission today charged a corporate attorney and a Wall Street trader with insider trading in advance of at least 11 …

sec.gov

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Matthew H. Kluger And Garrett D. Bauer | Russell L. Forkey

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Apr 29, 2012 · ATTORNEY, WALL STREET TRADER, AND MIDDLEMAN SETTLE SEC CHARGES IN $32 MILLION INSIDER TRADING CASE. ... Bauer, Kluger, and Robinson each …

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Attorney, Trader And Middleman Settle SEC Charges In $32 Million ...

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The SEC announced the settlement of a $32 million insider trading case filed by the agency last year against a corporate attorney and a Wall Street trader. The SEC alleged that the insider …

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SEC Announces Settlement Of $32 Million Insider Trading Case

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Apr 25, 2012 · The SEC’s press campaign starts off with a standard Press Release: SEC Charges Corporate Attorney and Wall Street Trader in $32 Million Insider Trading Ring (April 6, 2011), …

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Ex-Lawyer, Trader To Pay $32 Million To Settle SEC Insider Case

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Apr 25, 2012 · A former corporate lawyer who secretly passed tips about mergers to an ex-trader through a go-between for years and the trader have agreed to pay more than $32 million to …

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SEC Charges Corporate Attorney And Wall Street Trader In $32 …

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On April 6, 2011, the SEC charged a corporate attorney and a Wall Street trader with insider trading in advance of at least 11 merger and acquisition announcements between April 2006 …

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SEC News Digest, April 25, 2012 - SEC.gov

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Apr 25, 2012 · Attorney, Wall Street Trader, and Middleman Settle SEC Charges in $32 Million Insider Trading Case. ... Bauer, Kluger, and Robinson each agreed to give up their ill-gotten …

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Attorney, Wall Street Trader, And Middleman Settle SEC Charges In …

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Apr 26, 2012 · The Securities and Exchange Commission has announced a settlement in a $32m insider trading case filed by the agency last year against a corporate attorney and a Wall …

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N.J. Towns Quietly Paid $87M To Settle Lawsuits Against Cops. Inside ...

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May 24, 2023 · They involved departments large and small, from the 3,100-member New Jersey State Police, which paid $1.2 million to settle 12 suits, to the four-officer Woodlynne Police …

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FAQs about Attorney, Wall Street Trader, and Middleman Settle SEC Charges in … Coupon?

Did SEC charge a New York lawyer for tipping insider information?

Wall Street Lawyers and Traders - SEC charged three New York-based attorneys at the law firm Ropes & Gray LLP for tipping inside information in exchange for kickbacks and six Wall Street traders and a proprietary trading firm involved in a $20 million insider trading scheme. ...

Did SEC charge a former law firm technology manager with insider trading?

Former Law Firm Technology Manager and Brother-in-Law - SEC charged a former information technology manager at a Delaware law firm and his brother-in-law with insider trading on confidential information about impending mergers and acquisitions by the law firm's clients. ...

Did SEC charge an investment banker in an insider trading ring?

Investment Banker and Nine Others - SEC charged an investment banker and nine others in an insider trading ring that garnered more than $11 million in illicit profits trading on confidential information about impending mergers. ...

Did SEC charge a hedge fund analyst with insider trading?

Hedge Fund Analyst and Two Others - SEC charged a California-based hedge fund analyst with insider trading in advance of a merger of two technology companies based on nonpublic information he received from an executive at one of the companies. The executive and another trader also were charged in the $29 million scheme. (3/26/13) ...

Did SEC charge Sigma Capital Management with insider trading?

Sigma Capital Management - SEC charged the New York-based hedge fund advisory firm with insider trading based on nonpublic information obtained through one of its analysts about the quarterly earnings of Dell and Nvidia Corporation. The firm agreed to pay nearly $14 million to settle the charges. (3/15/13) ...

How much did New Jersey police pay to settle lawsuits?

N.J. towns quietly paid $87M to settle lawsuits against cops. Inside the secretive deals. Across New Jersey, police departments have agreed to pay at least $87.8 million since 2019 to resolve claims of misconduct against their officers, an investigation by NJ Advance Media found. (Andrea Levy | Advance Local) ...