Matthew H. Kluger and Garrett D. Bauer | Russell L. Forkey

Apr 29, 2012  · Broker/Dealer and Investment Advisor Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq. April, 2012: Securities and …


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Matthew H. Kluger And Garrett D. Bauer - SEC.gov

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Matthew H. Kluger and Garrett D. Bauer, Case No. 11-cv-1936 (D. N.J. April 6, 2011) SEC CHARGES CORPORATE ATTORNEY AND WALL STREET TRADER IN $32 MILLION …

sec.gov

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SEC Announces Settlement Of $32 Million Insider Trading Case

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Apr 25, 2012  · Garrett D. Bauer, 43, of New York, and Matthew H. Kluger, 50, of Oakton, Va., are both charged in a criminal complaint with one count of conspiracy to commit securities fraud, …

forbes.com

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Top M&A Law Firms At Center Of New Insider Case | Reuters

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Apr 6, 2011  · Prosecutors accused Matthew H. Kluger and Garrett D. Bauer of reaping more than $32.2 million from trades on tips about upcoming mergers and acquisitions that Kluger learned …

reuters.com

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Lawyer Sentenced To Record 12 Years For $37 Million Insider

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Jun 5, 2012  · Kluger was sentenced by U.S. District Judge Katharine Hayden of Newark federal court. Hayden also sentenced stock trader Garrett Bauer to nine years in jail for his role in the …

nbcnews.com

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SEC Charges Corporate Attorney And Wall Street Trader In $32 …

2 weeks from now

Washington, D.C., April 6, 2011 – The Securities and Exchange Commission today charged a corporate attorney and a Wall Street trader with insider trading in advance of at least 11 …

sec.gov

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Lawyer, Trader Charged With Sharing Merger Secrets For 17 Years

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Apr 7, 2011  · Prosecutors accused Matthew H. Kluger and Garrett D. Bauer of reaping more than $32.2 million from trades on tips about upcoming mergers and acquisitions that Kluger learned …

huffpost.com

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Garrett D. Bauer - SEC.gov

2 weeks from now

Garrett D. Bauer, et al., Civil Action Number 2:11-cv-01936, in the United States District Court for the District of New Jersey. Bauer was ordered to pay $30,812,796 in ... Matthew H. Kluger …

sec.gov


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