Ex-Wells Fargo Advisor Pleads Guilty To Fleecing Clients Out Of $3M

Nov 21, 2024 · A former Wells Fargo broker and investment advisor pleaded guilty yesterday to stealing $3 million from five clients and using the money to gamble and to buy himself luxury …

CouponFollow Extension

$3
OFF

Ex-Wells Fargo Advisor Pleads Guilty To Fleecing Clients Out Of $3M

3 weeks from now

Nov 21, 2024 · A former Wells Fargo broker and investment advisor pleaded guilty yesterday to stealing $3 million from five clients and using the money to gamble and to buy himself luxury …

fa-mag.com

$3
OFF

Shocking: Ex-Wells Fargo Adviser Steals $3M From Clients

3 weeks from now

Nov 21, 2024 · Learn about the shocking case of an ex-Wells Fargo adviser stealing $3M from clients. Find out how to safeguard your investments in light of this betrayal.

investmentfraudlawyers.com

$3
OFF

Breaking: Kenneth Welsh Pleads Guilty To Stealing Clients Money

3 weeks from now

Nov 25, 2024 · Kenneth Welsh, a former Wells Fargo advisor, pleaded guilty to five counts of fraud for stealing over $3 million from clients. Welsh faces up to decades in prison and large …

investmentfraudlawyers.com

$3
OFF

Bergen County Investment Advisor Admits Stealing Millions Of …

3 weeks from now

Nov 20, 2024 · TRENTON, N.J. – A former broker and investment advisor today admitted stealing more than $3 million from five clients, U.S. Attorney Philip R. Sellinger announced. Kenneth A. …

justice.gov

$3
OFF

Ex-Wells Fargo Adviser Admits To Stealing $3M From Clients

3 weeks from now

Law360 (November 20, 2024, 8:42 PM EST) -- A former Wells Fargo broker and investment adviser admitted on Wednesday to stealing more than $3 million from his clients and …

law360.com

$3
OFF

FA Fired By Wells Pleads Guilty To Stealing $3M+ From Clients

3 weeks from now

Nov 22, 2024 · A fired Wells Fargo financial advisor, alleged to have stolen a total of more than $3 million from five clients, has pleaded guilty to all the charges brought against him by the …

financialadvisoriq.com

$3
OFF

SEC: Ex-Wells Fargo Advisor Robbed Clients Of Nearly $3M To Buy …

3 weeks from now

Oct 28, 2021 · A former Wells Fargo broker and investment advisor is facing civil and criminal charges for allegedly raiding the accounts of his advisory clients and brokerage customers of …

fa-mag.com

$3
OFF

Ex-Wells Fargo Advisor Kenneth Welsh Accused Of $3 Million …

3 weeks from now

Dec 14, 2024 · In a shocking revelation, Kenneth A. Welsh, a former broker and investment advisor was charged by the U.S Securities and Exchange Commission (SEC) on October ...

financialadvisorcomplaints.com

$3
OFF

Ex-Wells Fargo Advisor Indicted For Allegedly Stealing Over $3M …

3 weeks from now

A former Wells Fargo broker and investment advisor has been charged with robbing five clients of more than $3 million and using the money for gambling and buying gold and luxury gifts, …

fa-mag.com

$3
OFF

NJ Investment Advisor Admits Stealing Over $3M From Clients

3 weeks from now

Nov 21, 2024 · Over $3M stolen for gambling, spending A 42-year-old former broker and investment advisor has admitted to stealing more than $3 million from five New Jersey clients, …

nj1015.com

$3
OFF

Ex-Rep, In Prison, Ordered To Pay Wells Fargo $3M - ThinkAdvisor

3 weeks from now

Jan 14, 2021 · Ex-Rep, in Prison, Ordered to Pay Wells Fargo $3M ... Cambridge and Osaic to Pay Clients $8.2M Over Excess Fees Schwab Seeks to Block Former Advisor From Soliciting …

thinkadvisor.com

$3
OFF

Former Bergen County Investment Advisor Admits To Stealing …

3 weeks from now

Nov 21, 2024 · From July 2017 through March 2021, officials say, Welsh, an investment advisor employed by a large brokerage firm, misappropriated at least $3 million from five clients. …

rlsmedia.com

$3
OFF

Ex N.J. Broker Admits Stealing Millions From Clients To Gamble And ...

3 weeks from now

Nov 20, 2024 · A former broker in Bergen County admitted in federal court that he stole more than $3 million from five clients over a four-year period to cover gambling expenses and purchase …

nj.com

$3
OFF

Ex-Wells Fargo Advisor Allegedly Bilked $3M From Clients

3 weeks from now

Dec 17, 2021 · Former Wells Fargo investment advisor Kenneth A. Welsh was arrested for allegedly misappropriating $3M in funds from clients ... the ex-Wells Fargo employee faces up …

njcriminaldefensellc.com

FAQs about Ex-Wells Fargo Advisor Pleads Guilty To Fleecing Clients Out Of $3M Coupon?

Did a broker steal $3 million from five clients?

TRENTON, N.J. – A former broker and investment advisor today admitted stealing more than $3 million from five clients, U.S. Attorney Philip R. Sellinger announced. ...

Was Wells Fargo broker sentenced to aggravated identity theft?

May 2, 2023 A former Wells Fargo Advisors broker in California was sentenced to two years in prison for aggravated identity theft and stealing from three elderly customers, according to an announcementon Tuesday from the U.S. Attorney’s office in the Eastern District of California. ...

How much money did Rigsbee steal from a customer?

Rigsbee stole $113,160 from one customer and $45,800 from a second. He also attempted to cover his tracks by stealing $16,700 from a third elderly customer’s account and sending it to one of the prior victim’s accounts, the U.S. Attorney said. But the transaction was flagged and the funds were reverted. ...

What happens if a Welsh case cannot be resolved by consent?

“If the matter cannot be resolved by consent, the SEC and the court will be better able to assess the appropriate remedies against Welsh, including disgorgement and a civil penalty, following Welsh’s plea hearing and sentencing,” the SEC said. ...