Raymond James could be on the hook for $40 million in additional ...

Jan 10, 2025 · Raymond James Financial Inc. this week disclosed another round of potential legal and regulatory penalties totaling an aggregate loss of as much as $40 million, according to the …

CouponFollow Extension

$40
OFF

Raymond James Could Be On The Hook For $40 Million In Additional ...

2 weeks from now

Jan 10, 2025 · Raymond James Financial Inc. this week disclosed another round of potential legal and regulatory penalties totaling an aggregate loss of as much as $40 million, according to the …

investmentnews.com

$40
OFF

Raymond James Could Be On The Hook For $40 Million In ... - LinkedIn

2 weeks from now

Raymond James Financial Inc. reveals potential legal and regulatory penalties totaling up to $40 million in its latest annual report. This comes in the wake of…

linkedin.com

$100
OFF

Raymond James Failed To Warn Investors About Florida Advisor In ...

2 weeks from now

Dec 18, 2024 · The plaintiffs, which allege other local investors could seek $100 million in additional damages, argued Raymond James was negligent and violated the Florida Securities …

advisorhub.com

$9
OFF

Two Concurrent Brokers Ordered To Repay Raymond James …

2 weeks from now

3 days ago · Executives for Raymond James said in July 2023 that the firm had retained the majority of Concurrent’s assets and advisors. Concurrent managed $9.2 billion in assets, as of …

advisorhub.com

6%
OFF

'Coordinated Raid' On Wells Fargo Branch Costs Raymond James …

2 weeks from now

Feb 3, 2023 · In total, Raymond James and Rhoades were found to be “jointly and severally liable” for $15.3 million in compensatory damages, as well as annual 6% interest until the …

wealthmanagement.com

$390
OFF

LPL, Raymond James, Ameriprise And More Hit With Over $390M In …

2 weeks from now

Aug 14, 2024 · linkedin. dan-shaw-97105844/ August 14, ... $50 million; Raymond James, $50 million; RBC Capital Markets, $45 million; BNY Mellon Securities and Pershing, $40 million; …

financial-planning.com

$390
OFF

LPL, Raymond James, Ameriprise And More Hit With Over $390M In …

2 weeks from now

Regional firms like Raymond James and LPL have been signaling in recent SEC filings that settlements were coming with the SEC over their alleged abuses of off-channel …

theadvisermagazine.com

25%
OFF

Our 10 Investing Themes For 2025 - Raymond James

2 weeks from now

Jan 3, 2025 · Connect with a Raymond James advisor or an office near you. Enter City, ST or ZIP Code ... I mean, who could complain with another year of 25% gains for the S&P 500, a 15+% …

raymondjames.com

$400
OFF

Raymond James Scores A $400M Advisor | Financial Planning

2 weeks from now

Jan 3, 2025 · Raymond James recruits an advisor with $400 million in AUM, and Focus Financial merges two large RIAs, in weekly advisor moves. ... LinkedIn; Email; ... TruNorth was founded …

financial-planning.com

$11
OFF

Wells Fargo, LPL And Rockefeller Have Big Week: Advisor Moves

2 weeks from now

4 hours ago · The team generates nearly $11 million in revenue a year. ... Osaic has brought a 40-year advisory practice on to its channel for direct employees. ... Payant was affiliated with …

financial-planning.com

$400
OFF

The Wall Street Journal On LinkedIn: Raymond James Nabs $400 …

2 weeks from now

A Merrill Lynch broker managing more than $400 million in client assets has left to join Raymond James Financial's independent brokerage arm.

linkedin.com

34%
OFF

Raymond James Pulls From UBS, Morgan Stanley, Delivers Big CEO …

2 weeks from now

Jan 10, 2025 · Raymond James CEO Paul Reilly, scheduled to retire in February, ended his last full year in office with about $23 million in payouts. That figure was down 34% from the nearly …

financial-planning.com

$550
OFF

LPL Draws $550M Team, Raymond James Schedules CEO Change

2 weeks from now

Dec 6, 2024 · Raymond James President Paul Shoukry will take on the CEO title on Feb. 20, according to the independent broker-dealer's board of directors. Shoukry was tapped in March …

financial-planning.com

FAQs about Raymond James could be on the hook for $40 million in additional ... Coupon?

Is Raymond James a public company?

Founded in 1962 and a public company since 1983, Raymond James is a diversified financial services holding company with subsidiaries engaged primarily in investment and financial planning, in addition to investment banking and asset management. ...

How many advisors does Raymond James have?

Raymond James will gain 200 advisors as part of the deal, located in 16 offices, primarily in the wealthiest markets of the United States. The total advised assets of the Alex. Brown division are about $50 billion, with an average advisor having a book of about $250 million. ...

Who is Raymond James Financial?

Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. ...

How many clients does Raymond James offer?

Raymond James provides investment services to over 40,000 clients in the UK. Clients range from individuals and families to Trustees and Pension Schemes. Across Raymond James branches there are 300 Wealth Managers advising clients and managing client investment portfolios. ...

How does Raymond James invest?

In general, Raymond James uses a wide variety of investment products, programs and strategies to invest client assets. This may include anything from a more traditional mix of investments, such as stocks, bonds and mutual funds, to a portfolio of managed or alternative investments, like hedge funds. ...

Did Raymond James recruit Wells Fargo Advisors?

In 2018, Raymond James allegedly approached and recruited the existing Wells Fargo advisors at the Mountain Home branch, according to an individual at Wells Fargo with knowledge of the situation. The departing reps resigned en masse and set up a new Raymond James shop about a mile away, taking most of the Wells branch assets with them. ...