General Counsel, Chief Compliance Officer jobs - Indeed

1,462 General Counsel, Chief Compliance Officer jobs available on Indeed.com. Apply to Associate General Counsel, Chief Compliance Officer, General Counsel and more!

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General Counsel Chief Compliance Officer Jobs - Indeed

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General Counsel and Chief Ethics and Compliance Officer. Pact, Inc. Washington, DC 20036. $200,000 - $280,000 a year. Full-time. They will have experience working on matters involving …

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General Counsel & Chief Compliance Officer Jobs - Indeed

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Chief Compliance Officer & Assistant General Counsel. Homesteaders Life Company. West Des Moines, IA 50266. $165,000 - $170,000 a year. Short term incentive plan for officers. Perform …

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General Counsel & Compliance Officer Jobs - Indeed

1 week from now

General Counsel and Chief Ethics and Compliance Officer. Pact, Inc. Washington, DC 20036. $200,000 - $280,000 a year. Full-time. They will have experience working on matters involving …

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General Counsel Jobs In New Jersey - Indeed

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Sr. Legal Counsel - Technology and Payments. BetMGM LLC. New Jersey. $147,280 - $193,305 a year. Full-time. BetMGM is looking for a Senior Legal Counsel to support our technology, …

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Chief Ethics Compliance Officer $220,000 Jobs, Employment In

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18 Chief Ethics Compliance Officer $220,000 jobs available in Washington, DC on Indeed.com. Apply to Director of Compliance, General Counsel, Development Manager and more!

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General Counsel Compliance Officer Credit Union $95,000 Jobs

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19 General Counsel Compliance Officer Credit Union $95,000 jobs available on Indeed.com. Apply to Compliance Officer, Associate General Counsel, Compliance Manager and more!

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Chief Compliance Officer Jobs In New Jersey - Indeed

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Director, Compliance Issues Management Officer. Sumitomo Mitsui Banking Corporation. Jersey City, NJ 07311. $161,000 - $231,000 a year. Full-time. Provide end-user support and …

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48 Chief Ethics Compliance Officer $145,000 jobs available in Washington, DC on Indeed.com. Apply to General Counsel, Chief Operating Officer, Chief Information Officer and more!

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74 Ethics Compliance Officer $115,000 jobs available in Arlington Heights, VA on Indeed.com. Apply to General Counsel, Policy Analyst, Chief Information Officer and more!

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FAQs about General Counsel, Chief Compliance Officer jobs - Indeed Coupon?

What does a general counsel do?

Manage litigation and outside counsel in matters involving AEM. Attend Board meetings and provide counsel on all legal matters. More... 207 General Counsel Chief Compliance Officer jobs available on Indeed.com. Apply to General Counsel, Associate General Counsel, Chief Compliance Officer and more! ...

Should the general counsel and Chief Compliance Officer be divvied up?

Tod Reichert, Bonnie Green, and David Wilson discuss the roles of the General Counsel and the Chief Compliance Officer, and responsibilities can and should be divvied up when the titles are held by two individual people. ...

What does a compliance officer do?

Responsible for overall support of Assured Guaranty’s compliance program and to provide general legal support to the Chief Compliance Officer and the Legal,… More... Direct the continuing compliance education of employees. Other acceptable experience includes in-house legal counsel or law firm experience working with… More... ...

Who is a Chief Compliance Officer?

In certain instances, the role of Chief Compliance Officer is mandated by statute and the appointment and compensation of that individual becomes the direct responsibility of the issuer’s board of directors. ...

Does Sarbanes-Oxley require a Chief Compliance Officer?

Aside from the 1940 Act rules and regulations, neither the Sarbanes-Oxley law or any other statute requires the establishment of a Chief Compliance Officer or even to establish a compliance and ethics program. ...

Should compliance and legal responsibilities be in the same person?

To be sure, there are some advantages to lodging the compliance and legal responsibilities in the same person and, particularly in a small organization, it is not unreasonable to do so, provided that the company is able to find a single person with a skill set that is broad enough. ...