Former NJ hedge fund executives settle with SEC | Reuters

Two former hedge fund executives will pay $4.6 million to settle charges they stole investors' money to buy a $160,000 car and plane trips while promising clients they were getting rich ...

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Former NJ Hedge Fund Executives Settle With SEC | Reuters

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Two former hedge fund executives will pay $4.6 million to settle charges they stole investors' money to buy a $160,000 car and plane trips while promising clients they were getting rich ...

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New Jersey Hedge Fund, Founder Settle SEC Charges Over Improper …

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Apr 3, 2023 · A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securities and Exchange Commission (SEC) that they improperly traded …

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New Jersey Hedge Fund, Founder Settle SEC Charges Over Improper …

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Apr 3, 2023 · NEW YORK — A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securities and Exchange Commission (SEC) that they…

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Former Top Executive Of Investment Fund Admits $294 Million …

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Nov 2, 2023 · Former Top Executive of Investment Fund Admits $294 Million Securities Fraud Conspiracy . Thursday, November 2, 2023 ... Securities fraud enforcement is a top priority for …

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New Jersey Hedge Fund, Founder Settle SEC Charges Over Improper …

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Apr 3, 2023 · NEW YORK (Reuters) – A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securities and Exchange Commission (SEC) …

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New Jersey Hedge Fund, Founder Settle SEC Charges Over ... - KELO …

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Apr 3, 2023 · NEW YORK (Reuters) – A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securities and Exchange Commission (SEC) …

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New Jersey Hedge Fund, Founder Settle SEC Charges Over Improper …

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Apr 3, 2023 · A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securities and Exchange Commission that they improperly traded in fixed …

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Pfizer Fight With Starboard Heats Up, Hedge Fund Alleges …

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Oct 10, 2024 · Starboard built a roughly $1-billion position in the company, which has a $167-billion market capitalization, and said former chief executive Ian Read and former chief …

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Two Former Bear Stearns Managers Settle SEC Case | Reuters

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Feb 13, 2012 · Two former Bear Stearns fund managers, who were acquitted of criminal charges over the demise of their mortgage-laden hedge funds, agreed on Monday to pay more than $1 …

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Pequot To Pay $28 Million To Settle Insider Trading Case | Reuters

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May 27, 2010 · Defunct hedge fund firm Pequot Capital Management and its former chief executive officer, Arthur Samberg, have agreed to pay $28 million to settle insider trading …

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FAQs about Former NJ hedge fund executives settle with SEC | Reuters Coupon?

Did a New Jersey hedge fund improperly trade in fixed-income securities?

REUTERS/Jonathan Ernst Purchase Licensing Rights NEW YORK, April 3 (Reuters) - A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securities and Exchange Commission (SEC) that they improperly traded in fixed-income securities. ...

Why are hedge fund groups suing the SEC?

Some hedge fund groups are also suing the SEC over short-selling disclosures and changes to trading U.S. Treasuries, while business groups sued the SEC over climate change rules. 'NOTHING TO DO' WITH PRIVATE FUNDS ...

Why did hedge funds pull in former executives so early?

The dueling statements signal a widening gulf between the two sides before they have had their first meeting, which is scheduled for next Wednesday. Lawyers and bankers said hedge funds often rely on help from other large investors during their campaigns but that pulling in former executives so publicly and so early was unusual. ...

Will Two Sigma pay $100 million to settle SEC investigation?

Hedge-fund powerhouse Two Sigma is likely to pay as much as $100 million to settle a Securities and Exchange Commission investigation into a trading scandal at the firm. The New York firm would likely face blame for how it oversaw an ex-employee at the center of the misconduct, according to people close to the matter. ...

Why are private equity and hedge funds less regulated?

Private equity and hedge funds typically attract well-heeled, sophisticated investors, and as a result have received less federal regulatory oversight than investments geared toward ordinary investors. The SEC said the rule aimed to increase transparency, fairness and accountability in an industry known for opacity. ...

Did the SEC exceed its authority?

In a 3-0 decision on Wednesday, the New Orleans-based 5th U.S. Circuit Court of Appeals ruled in favor of six private equity and hedge fund groups, finding the SEC exceeded its authority by adopting the rule in August. An SEC spokeswoman said the regulator is reviewing the decision and will determine its next steps. ...