Banker near settlement in DJ insider trading case-FT | Reuters

Jan 28, 2008 · Hong Kong banker David Li has reached a tentative agreement with U.S. regulators to pay more than $8 million to settle an insider trading case linked to News Corp's …

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Banker Near Settlement In DJ Insider Trading Case-FT | Reuters

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Jan 28, 2008 · Hong Kong banker David Li has reached a tentative agreement with U.S. regulators to pay more than $8 million to settle an insider trading case linked to News Corp's …

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Pfizer Cannot Recoup $75 Million From SEC Insider Trading …

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Nov 19, 2024 · NEW YORK (Reuters) -A federal judge on Tuesday rejected Pfizer's bid to recoup about $75.2 million left over from a U.S. Securities and Exchange Commission insider trading …

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Toronto Investment Banker Settles US Insider-trading Case

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Apr 16, 2013 · A former Canadian Imperial Bank of Commerce investment banker on Tuesday agreed to pay $340,000 to settle charges brought by U.S. regulators that he illegally traded …

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U.S. Top Court Leans Toward Making Insider Trading Prosecutions …

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Oct 5, 2016 · The appeal follows U.S. efforts to crack down on insider trading, resulting in Galleon Group founder Raj Rajaratnam's conviction in 2011 and a $1.8 billion settlement and plea deal …

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FEB 7//ATTEMPTED RAID FAILS AGAIN/GOLD CLOSED UP $10.75 …

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the $100 million settlement reached in the ABFS case. "To be fair, Law Debenture and Wells Fargo presumably want to dish ... Fort Mill, SC 29716 Bankruptcy Case No.: 09-08718 …

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FAQs about Banker near settlement in DJ insider trading case-FT | Reuters Coupon?

Was Goldman Sachs banker convicted of insider trading?

(Reuters) - A former Goldman Sachs banker was convicted of insider trading by a New York jury on Wednesday, after prosecutors said he passed tips about potential mergers to a friend. ...

Did a federal judge reject Pfizer's bid to recoup $75.2 million?

NEW YORK (Reuters) -A federal judge on Tuesday rejected Pfizer's bid to recoup about $75.2 million left over from a U.S. Securities and Exchange Commission insider trading settlement with billionaire Steven A. Cohen's former hedge fund SAC Capital Management. ...

Will Lewis pay the price if he is convicted of insider trading?

Lewis will “pay the price with a federal conviction, the prospect of time in prison, and the largest financial penalty for insider trading in a decade”, he added. The billionaire real estate investor held a majority stake in English football club Tottenham Hotspur for more than two decades. ...

Will Wang go to prison for Bankman-fried fraud?

U.S. District Judge Lewis Kaplan announced he would be imposing no prison time at a hearing in federal court in Manhattan. The judge praised Wang's cooperation with prosecutors, and noted that he learned of Bankman-Fried's fraud later than others in his former boss's orbit. ...

Did Broad Bay commit securities fraud?

On Wednesday, Broad Bay, a company owned by Lewis, also pleaded guilty in a separate case alleging it had engaged in securities fraud to conceal the size of Lewis’s stake in Mirati Therapeutics, a pharmaceutical company, from regulators. ...

Who was the first person to cooperate after FTX collapse?

Kaplan praised Wang for being the first person to cooperate after FTX collapsed in November 2022, sharing information that Assistant U.S. Attorney Nicolas Roos said enabled prosecutors to quickly extradite Bankman-Fried from the Bahamas in December 2022. ...