SG AMERICAS SECURITIES, LLC - Financial Industry Regulatory …

i Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to steal your personal information or your money. Make sure you know who you’re dealing with wh… See more

CouponFollow Extension

$950
OFF

FINRA Imposes $950k Fine On SG Americas Securities For …

2 weeks from now

Dec 9, 2024 · SG Americas Securities, LLC has agreed to pay a fine of $950,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA). Federal securities laws …

fxnewsgroup.com

6%
OFF

SG Americas Securities LLC Lowers Stake In Digi ... - MarketBeat

2 weeks from now

22 hours ago · SG Americas Securities LLC decreased its position in Digi International Inc. (NASDAQ:DGII - Free Report) by 49.6% in the 4th quarter, according to its most recent Form …

marketbeat.com

6%
OFF

SG Americas Securities LLC Sells 6,393 Shares Of Credo

2 weeks from now

22 hours ago · SG Americas Securities LLC reduced its stake in Credo Technology Group Holding Ltd (NASDAQ:CRDO - Free Report) by 64.6% during the fourth quarter, according to …

marketbeat.com

FAQs about SG AMERICAS SECURITIES, LLC - Financial Industry Regulatory … Coupon?

Does SG Americas Securities have a financial statement of financial condition?

We have audited the accompanying statement of financial condition of SG Americas Securities, LLC (the Company) as of December 31, 2021 and the related notes (the “financial statement”). ...

Does SGAs have a reserve requirement?

At December 31, 2015, the Company had approximately $1.2 billion included within the statement of financial condition as Funds segregated for regulatory purposes. As a clearing broker-dealer, SGAS computes a reserve requirement for Proprietary Accounts of Broker-Dealers (PAB calculation), as defined. ...

What are SG & affiliate liabilities?

Other liabilities include clearing and settlement accounts of SG and affiliates, legal fees, accrued expenses, and other sundry payables (see Note 10). Employee related payables include balances for employees’ compensation and benefits and deferred compensation plan liabilities. ...

How much PAB funds does SGAs have?

At December 31, 2015 SGAS has excess PAB funds of $21.0 million. As a broker-dealer and futures commission merchant that clears customer accounts, SGAS is subject to the segregation, secured and cleared swaps customer requirements outlined by the CFTC and the customer protection requirements of the SEC (Reserve). ...

What types of securities does a company receive?

In the normal course of business, the Company receives securities primarily in connection with resale agreements, securities borrowed, and custody agreements. ...