Exhibit Hyperlinks and HTML Format - SEC.gov

The amendments will require registrants to include a hyperlink to each exhibit listed in the exhibit index of any registration statement or report subject to the exhibit requirements under Item 601 …

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SEC.gov | JP Morgan Affiliates To Pay $151 Million To Resolve SEC ...

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Oct 31, 2024 · Without admitting or denying the findings in the SEC’s orders, the two affiliates agreed to pay more than $151 million in combined civil penalties and voluntary payments to …

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FAQs about Exhibit Hyperlinks and HTML Format - SEC.gov Coupon?

Is a corporate document a SEC exhibit?

Each of these corporate documents is filed as an exhibit and attached to one of the standard SEC forms. Exhibits-to-the-exhibits are not filed with the SEC and therefore are not online. Every SEC exhibit is numbered with a corresponding title (Exhibit 10. ...

Where do exhibits appear in a registration statement?

129 Stat. 1312. 2. (Item 601) Exhibits. appear before the required signatures in the registration statement or report. For convenient in the exhibit table. If an exhibit is incorporated by reference, this must be noted in the exhibit index. Each exhibit identified in the exhibit index (other than an exhibit filed in eXtensible ...

Which exhibits must be included in the index?

The index must list each exhibit filed, whether filed electronically or in paper. For electronic filings on Form F-10 (§239.40 of this chapter), Form 20-F (§249.220f of this chapter), or filings subject to Item 601 of Regulation S-K separately filed on EDGAR. ...

Where can I find a list of exhibits?

A list of exhibits can be found near the end of the filing in the exhibit index, and public companies are now required to include a hyperlink to each exhibit listed. An exhibit may be filed at the same time as the filing or it may have been previously filed. ...

What are the exhibit filing requirements under the final rules?

Under the final rules, the exhibit filing requirements under Item 601 of Regulation S-K, and Forms 20-F and F-10. statements, or other documents included with a filing, such as an exhibit. to begin to comply with the rules. During the phase-in period, these filers may continue to file 67 See letters from E&Y and Reed Smith. ...

What are the exhibit filing requirements?

the exhibit filing requirements under Item 601 of Regulation S-K, and Forms 20-F and F-10. statements, or other documents included with a filing, such as an exhibit. to begin to comply with the rules. During the phase-in period, these filers may continue to file 67 See letters from E&Y and Reed Smith. 68 See letter from Reed Smith. ...